Trachte ESOP Litigation
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Case Documents

Town Hall Meeting Notice re Settlement
Class Counsel's Motion for an Award of Attorneys' Fees and Reimbursement of Expenses
Motion for Award of Attorneys' Fees and Costs Pursuant to ERISA § 502(G)(1)
Motion for Payment of Incentive Awards to the Class Representatives
Notice of Class Action, Proposed Settlement & Hearing
Sample Questionnaire*
Plan of Allocation
Third Amended Complaint
Trial Decision on Liability
Trial Decision on Remedies
Order on the Motion for Clarification
Agreement in Principle - Trustee Defendants and Pagelow
Settlement Agreement - Trachte and Trachte ESOP
Partial Settlement Agreement 1- Fenkell Defendants
Order Regarding Fenkell ESOP Account
Settlement Agreement - Alliance Defendants
Partial Settlement Agreement 2- Fenkell Defendants
Settlement Agreement - Alpha Defendants
Order Granting Preliminary Approval of Settlements
Questionnaire for Members of the Class
Trachte ESOP Summary Plan Description
Settlement Agreement - Trustees and Pagelow
Alliance Holdings, Inc. ESOP - Summary Plan Description
Class Action Settlement Agreement Between Plaintiffs, The Alliance Entities, and The Alliance ESOP
Settlement Agreement - Alpha Investment Consulting Group, LLC & Maier
Fully Executed Settlement Agreement - Fenkell Defendants, Trachte and Trachte ESOP
Opinion and Order Granting Payment of Class Representative Incentive Awards
Final Judgment in Favor of Plaintiffs


*Please note that this Questionnaire is only an example.  A personalized Questionnaire containing individual information has been sent to each Class member and you should only return your specific form.  If you would like to confirm that you are a Class member and, therefore, eligible to receive a Questionnaire or if you would like to request a copy of your Questionnaire, please contact the Settlement Administrator at (877) 289-7114 or via email at